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<description><![CDATA[Compliance / Legal jobs and recruitment in finance. Jobs in Compliance / Legal and career & recruitment offers, Compliance / Legal recruitment & job listings]]></description>

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	<title><![CDATA[Employee Relations/HR (Employment Law)]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000425127.htm</link>

	<pubDate>Tue, 08 Jul 2008 07:50:43 GMT</pubDate>

	<description><![CDATA[We are seeking a talented candidate with Employee Relations and employment law expertise.  Chosen candidate will be responsible for employee relations issues, etc. ]]></description>

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	<title><![CDATA[Compliance Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000407477.htm</link>

	<pubDate>Tue, 08 Jul 2008 06:54:20 GMT</pubDate>

	<description><![CDATA[Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on adviser policies and procedures.  Perform annual reviews of adviser policies and procedures and make recommendations for improvements.  Candidates must have Investment Adviser experience

]]></description>

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	<title><![CDATA[Client Compliance  - Senior Associate]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000417233.htm</link>

	<pubDate>Tue, 08 Jul 2008 06:54:20 GMT</pubDate>

	<description><![CDATA[The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules and regulations of the applicable regulatory agencies, and policies and procedures of MCM and Mellon Bank.  ]]></description>

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	<title><![CDATA[Deputy AML Officer ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000419002.htm</link>

	<pubDate>Tue, 08 Jul 2008 06:54:20 GMT</pubDate>

	<description><![CDATA[You will be responsible for the day-to-day management of the AML function. ]]></description>

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	<title><![CDATA[Hedge Fund Negotiator Experience negotiating ISDAs and other legal documentation with bank counterparties ]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000428938.htm</link>

	<pubDate>Tue, 08 Jul 2008 04:18:04 GMT</pubDate>

	<description><![CDATA[Full service legal department providing support to the various bank businesses in the Americas region ]]></description>

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	<title><![CDATA[Compliance Officer - Registered Investment Adviser]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000422230.htm</link>

	<pubDate>Tue, 08 Jul 2008 04:15:44 GMT</pubDate>

	<description><![CDATA[Compliance Officer - Registered Investment Adviser and Broker-Dealer]]></description>

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	<title><![CDATA[Compliance Associate - Securities and Compliance Officer - Broker-Dealer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000425109.htm</link>

	<pubDate>Tue, 08 Jul 2008 04:15:44 GMT</pubDate>

	<description><![CDATA[Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Investment Advisor ]]></description>

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	<title><![CDATA[Market Surveillance Managing Director]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000425116.htm</link>

	<pubDate>Tue, 08 Jul 2008 04:15:44 GMT</pubDate>

	<description><![CDATA[Market Surveillance - International Finance]]></description>

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	<title><![CDATA[Control Room Manager]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000425117.htm</link>

	<pubDate>Tue, 08 Jul 2008 04:15:44 GMT</pubDate>

	<description><![CDATA[Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934]]></description>

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	<title><![CDATA[Compliance (Sales and Marketing) - Broker Dealer]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000404809.htm</link>

	<pubDate>Tue, 08 Jul 2008 03:51:05 GMT</pubDate>

	<description><![CDATA[Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials. ]]></description>

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<item>

	<title><![CDATA[Director of Ethics & Risk]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000408128.htm</link>

	<pubDate>Tue, 08 Jul 2008 03:51:05 GMT</pubDate>

	<description><![CDATA[Our Client is a Global Investment Managment firm and is looking for a Director of Ethics and Risk.
]]></description>

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<item>

	<title><![CDATA[Fixed Income Trading Compliance]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000408734.htm</link>

	<pubDate>Tue, 08 Jul 2008 03:51:05 GMT</pubDate>

	<description><![CDATA[Top tier investment bank seeks a Fixed Income Trading Compliance person to face off to the traders in the credit markets group.
]]></description>

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<item>

	<title><![CDATA[Control Room Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000408748.htm</link>

	<pubDate>Tue, 08 Jul 2008 03:51:05 GMT</pubDate>

	<description><![CDATA[Join a control room as a strong ##2 with the opportunity for growth into a leadership position. ]]></description>

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</item>

<item>

	<title><![CDATA[Regulatory Compliance Counsel]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000417846.htm</link>

	<pubDate>Tue, 08 Jul 2008 03:37:02 GMT</pubDate>

	<description><![CDATA[CounselWorks is seeking SEC examiners preferably with experience in the private money management sector to work in its New York office.]]></description>

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	<category><![CDATA[Careers]]></category>

	<category><![CDATA[Compliance / Legal Jobs]]></category>

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<item>

	<title><![CDATA[Portfolio Compliance Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000413822.htm</link>

	<pubDate>Tue, 08 Jul 2008 01:21:02 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

	<category><![CDATA[Jobs]]></category>

	<category><![CDATA[Recruitment]]></category>

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	<category><![CDATA[Compliance / Legal Jobs]]></category>

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<item>

	<title><![CDATA[Compliance Reporting Specialist - Officer - (Based in Boston, MA)]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000424849.htm</link>

	<pubDate>Tue, 08 Jul 2008 01:07:20 GMT</pubDate>

	<description><![CDATA[Please see the job description]]></description>

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<item>

	<title><![CDATA[Regulatory Analyst]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000423769.htm</link>

	<pubDate>Mon, 07 Jul 2008 09:59:16 GMT</pubDate>

	<description><![CDATA[See job description below]]></description>

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<item>

	<title><![CDATA[Contract Administrator]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000409254.htm</link>

	<pubDate>Mon, 07 Jul 2008 06:56:50 GMT</pubDate>

	<description><![CDATA[FCA's client, an energy company, seeks to hire a senior level Contract Administrator with Physical Crude Oil / Refined Products / NGL contracts experience for it's energy trading desk.   
 
Forward resume to Adrian Clark at aclark@firstcallassociates.com or call 561-994-5480
]]></description>

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<item>

	<title><![CDATA[Fixed Income Rates Generalist]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000418507.htm</link>

	<pubDate>Mon, 07 Jul 2008 06:43:37 GMT</pubDate>

	<description><![CDATA[Department OverviewThe Compliance Department is responsible for the creation and implementation of appropriate regulatory policies and procedures for all Barclays Capital businesses, for the provision of related training and advice, for the monitoring and review of all business activities to measure Compliance with policies and]]></description>

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	<title><![CDATA[AVP Compliance Marketing and Advertising Review]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000378306.htm</link>

	<pubDate>Mon, 07 Jul 2008 06:29:08 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise. A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets. ]]></description>

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	<title><![CDATA[Retirement Compliance Testing Administrator]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000396374.htm</link>

	<pubDate>Mon, 07 Jul 2008 04:12:39 GMT</pubDate>

	<description><![CDATA[See below]]></description>

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	<category><![CDATA[Recruitment]]></category>

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	<title><![CDATA[Retirement Compliance Testing Manager]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000396375.htm</link>

	<pubDate>Mon, 07 Jul 2008 04:12:39 GMT</pubDate>

	<description><![CDATA[See below]]></description>

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	<title><![CDATA[Compliance Manager]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000402931.htm</link>

	<pubDate>Mon, 07 Jul 2008 04:12:39 GMT</pubDate>

	<description><![CDATA[Vanguard, one of the world's leading investment management companies, has a management-level position for an experienced compliance professional in our Phoenix, Arizona office. ]]></description>

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	<title><![CDATA[Compliance Manager]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000425404.htm</link>

	<pubDate>Mon, 07 Jul 2008 04:10:51 GMT</pubDate>

	<description><![CDATA[Top Tier firm seeks an experienced compliance manager ]]></description>

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	<title><![CDATA[Employee Benefits Attorney]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000416332.htm</link>

	<pubDate>Mon, 07 Jul 2008 03:56:50 GMT</pubDate>

	<description><![CDATA[Employee Benefits Attorney]]></description>

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	<title><![CDATA[Fixed Income Advisory Compliance Officer - AVP]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000428290.htm</link>

	<pubDate>Mon, 07 Jul 2008 03:15:12 GMT</pubDate>

	<description><![CDATA[About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise. A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets.]]></description>

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	<title><![CDATA[Senior Compliance Officer: Investment Bank]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000418799.htm</link>

	<pubDate>Sun, 06 Jul 2008 02:25:15 GMT</pubDate>

	<description><![CDATA[Responsible for a variety of regulatory and compliance functions of a global investment bank.]]></description>

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	<title><![CDATA[AVP Regulatory Reporting Compliance]]></title>

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	<pubDate>Sun, 06 Jul 2008 02:25:15 GMT</pubDate>

	<description><![CDATA[Manage the broker regulatory reporting requirements for a global investment bank.]]></description>

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	<title><![CDATA[Manager Anti- Money Laundering Advisory]]></title>

	<link>http://jobs.eFinancialCareers.com/job-4000000000345015.htm</link>

	<pubDate>Thu, 03 Jul 2008 12:12:11 GMT</pubDate>

	<description><![CDATA[Top Ranked Anti-Money Laundering Advisory Practice]]></description>

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	<title><![CDATA[Equities Compliance Officer ]]></title>

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	<pubDate>Wed, 02 Jul 2008 08:21:03 GMT</pubDate>

	<description><![CDATA[Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day Compliance responsibilites of the equities trading business.]]></description>

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